Broker-dealer in a sentence
Synonym: trader.
Meaning: A person or firm that buys and sells securities for themselves and others.
(1) The broker-dealer specialized in trading options and derivatives.
(2) The broker-dealer offered margin trading services to eligible clients.
(3) The broker-dealer facilitated the purchase of stocks for their clients.
(4) The broker-dealer executed a large volume of trades on the exchange floor.
(5) The broker-dealer facilitated the issuance and trading of corporate bonds.
(6) The broker-dealer executed a large volume of trades on the stock exchange.
(7) The broker-dealer offered margin trading facilities to eligible investors.
(8) The broker-dealer's trading desk executed trades efficiently and accurately.
(9) The broker-dealer adhered to strict compliance and risk management protocols.
(10) Many individuals rely on a broker-dealer to manage their investment portfolios.
Broker-dealer sentence
(11) The broker-dealer had a robust technology platform to facilitate seamless trading.
(12) The broker-dealer provided financial advice and investment services to their clients.
(13) The broker-dealer complied with all regulatory requirements to maintain their license.
(14) It is important to choose a reputable broker-dealer when investing in the stock market.
(15) The broker-dealer's trading platform offered advanced order types and execution options.
(16) The broker-dealer provided regular market updates and research reports to their clients.
(17) Investors relied on the broker-dealer's expertise to make informed investment decisions.
(18) The broker-dealer's robust risk management system minimized potential losses for clients.
(19) The broker-dealer ensured that all trades were executed in a timely and efficient manner.
(20) The broker-dealer acted as an intermediary between buyers and sellers in the stock market.
Broker-dealer make sentence
(21) As a licensed broker-dealer, they were authorized to execute trades on behalf of investors.
(22) The broker-dealer played a crucial role in ensuring fair and transparent trading practices.
(23) The broker-dealer's reputation for integrity and reliability attracted a loyal client base.
(24) The broker-dealer offered a wide range of investment products to suit different client needs.
(25) The broker-dealer operated in compliance with all applicable securities laws and regulations.
(26) The broker-dealer had a dedicated customer support team to address client queries and concerns.
(27) The broker-dealer had a strong track record of delivering consistent returns for their clients.
(28) A broker-dealer is a financial institution that acts as both a broker and a dealer in securities.
(29) The broker-dealer industry has evolved significantly with the advent of online trading platforms.
(30) The broker-dealer maintained a high level of confidentiality and security for client information.
Sentence of broker-dealer
(31) The broker-dealer's research team conducted in-depth analysis of various investment opportunities.
(32) The broker-dealer industry plays a vital role in the efficient allocation of capital in the economy.
(33) The broker-dealer adhered to strict regulatory guidelines to protect the interests of their clients.
(34) The broker-dealer's trading platform provided real-time market data and order execution capabilities.
(35) Investors sought the expertise of a reputable broker-dealer to navigate the complex financial markets.
(36) The role of a broker-dealer is to facilitate the buying and selling of securities on behalf of clients.
(37) The broker-dealer industry has faced increased scrutiny and regulation in the wake of financial crises.
(38) The broker-dealer's experienced team of financial advisors provided personalized investment strategies.
(39) The broker-dealer's customer service team was available to assist clients with any queries or concerns.
(40) The broker-dealer's research department published regular market updates and investment recommendations.
Broker-dealer meaningful sentence
(41) The broker-dealer was known for their integrity and ethical business practices in the financial industry.
(42) The reputation and track record of a broker-dealer are important factors to consider when choosing a firm.
(43) The broker-dealer conducted thorough due diligence before recommending any investment products to clients.
(44) The broker-dealer played a crucial role in ensuring fair and transparent transactions in the financial markets.
(45) The broker-dealer's compliance department ensured that all activities were in line with regulatory requirements.
(46) The broker-dealer's financial advisors conducted thorough risk assessments before recommending investment options.
(47) Investors sought the expertise of a reputable broker-dealer to navigate the complexities of the financial markets.
(48) The broker-dealer had a team of experienced financial advisors to assist clients with their investment strategies.
(49) The broker-dealer provided regular training and educational resources to empower clients with financial knowledge.
(50) The relationship between a broker-dealer and their clients is typically governed by a client agreement or contract.
(51) The broker-dealer provided research reports and analysis to assist clients in making informed investment decisions.
(52) The broker-dealer provided comprehensive financial planning services to help clients achieve their long-term goals.
(53) The broker-dealer offered personalized investment advice tailored to each client's risk tolerance and financial goals.
(54) The broker-dealer's comprehensive compliance training program ensured that employees were well-versed in regulatory requirements.
Broker-dealer meaning
Broker-dealer is a term commonly used in the financial industry to refer to a person or a firm that acts as both a broker and a dealer. A broker-dealer facilitates the buying and selling of securities on behalf of its clients, while also engaging in proprietary trading activities. When using the word "broker-dealer" or the phrase "broker-dealer" in a sentence, it is important to ensure that the context is clear and that the meaning is accurately conveyed. Here are some tips on how to use this term effectively in various sentences:
1. Definition and Introduction: - A broker-dealer is a financial intermediary that executes trades on behalf of investors. - The term "broker-dealer" refers to a person or a firm that acts as both a broker and a dealer in the securities market.
2. Describing the Role and Function: - As a broker-dealer, their primary role is to execute trades and provide investment advice to clients. - The broker-dealer acts as an intermediary between buyers and sellers in the securities market. - Broker-dealers play a crucial role in maintaining liquidity and efficiency in the financial markets.
3. Regulatory Compliance: - Broker-dealers are subject to strict regulatory oversight by financial authorities. - To operate as a broker-dealer, firms must register with the Securities and Exchange Commission (SEC) and comply with relevant regulations. - Compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations is essential for broker-dealers.
4. Differentiating Broker and Dealer Functions: - As a broker, the broker-dealer executes trades on behalf of clients, matching buyers and sellers. - As a dealer, the broker-dealer engages in proprietary trading, buying and selling securities for its own account.
5. Examples of Usage: - "The broker-dealer executed the trade on behalf of the investor, ensuring a smooth transaction." - "She works for a reputable broker-dealer firm, providing investment advice to high-net-worth clients." - "The broker-dealer's proprietary trading desk generated substantial profits for the firm."
6. Related Terminology: - Brokerage: The act of buying and selling securities on behalf of clients. - Securities: Financial instruments such as stocks, bonds, and derivatives. - Proprietary Trading: Trading securities using a firm's own capital.
In conclusion, the term "broker-dealer" or the phrase "broker-dealer" refers to a person or a firm that acts as both a broker and a dealer in the financial markets. When using this term in a sentence, it is important to provide a clear definition, describe the role and function, highlight regulatory compliance, differentiate between broker and dealer functions, and provide relevant examples.
The word usage examples above have been gathered from various sources to reflect current and historical usage of the word Broker-dealer. They do not represent the opinions of TranslateEN.com.